FRM 2021 SchweserNotes Part II Book 3更多资料敬请期待.pdf

库 料 资 米 玉 号： 众 公 信 微 Contents 1. Learning Objectives and Reading Assignments 2. Reading 35: Principles for the Sound Management of Operational Risk 1. Exam Focus 2. Module 35.1: Operational Risk 3. Module 35.2: Guidelines for Strong Governance of Operational Risk 4. Module 35.3: Identifying and Assessing Operational Risk 5. Key Concepts 6. Answer Key for Module Quizzes 3. Reading 36: Enterprise Risk Management: Theory and Practice 1. Exam Focus 2. Module 36.1: Enterprise Risk Management 3. Key Concepts 4. Answer Key for Module Quizzes 4. Reading 37: What Is ERM? 1. Exam Focus 2. Module 37.1: Enterprise Risk Management 3. Key Concepts 4. Answer Key for Module Quizzes 5. Reading 38: Implementing Robust Risk Appetite Frameworks to Strengthen Financial Institutions 1. Exam Focus 2. Module 38.1: Risk Appetite Framework 3. Key Concepts 4. Answer Key for Module Quizzes 6. Reading 39: Banking Conduct and Culture: A Permanent Mindset Change 1. Exam Focus 2. Module 39.1: Banking Conduct and Culture Challenges, Best Practices, and Progress 3. Module 39.2: Performance Incentives, Staff Development, and Regulators 4. Module 39.3: Best Practices for Redefining Culture and Lessons Learned 5. Key Concepts 6. Answer Key for Module Quizzes 7. Reading 40: Risk Culture 1. Exam Focus 2. Module 40.1: Corporate and Risk Culture 3. Module 40.2: Effective Risk Culture